International Immunology, Vol. 11, No. 11, 1763-1773,
November 1999
© 1999 Japanese Society for Immunology
Protective immune correlates can segregate by vaccine type in a murine herpes model system
Department of Pathology and Laboratory Medicine, 505 Stellar-Chance Lab, University of Pennsylvania, 422 Curie Drive, Philadelphia, PA 19104, USA
1 WLV, Malvern, PA 19355, USA
Correspondence to: D. B. Weiner
| Abstract |
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A central tenet of vaccine development is to identify immune correlates of protection. Both plasmid-encoded gD as well as recombinant protein gD can protect mice from lethal herpes simplex virus (HSV) challenge. It is known that different vaccine modalities should induce different immune phenotypes. Yet, paradoxically, it is also thought that the basis for protection should rely on exploitation of vulnerabilities of the pathogen and therefore that the overlapping properties of these different vaccines would reveal insight into common immune mechanisms responsible for protection. We sought to investigate this question by comparing two different vaccine modalities in the HSV-2 mouse model. We observed that gD protein was a strong inducer of Th2-type immune responses, and overall antibody titers of IgG, IgE and IgA were significantly higher than those induced by plasmid gD vaccines. In contrast, the plasmid gD vaccine induced a strong Th1 bias. Following high-dose challenge the gD protein was most effective at providing protection. However, at lower lethal dose challenge, while both vaccines were protective with regards to survival, only the plasmid-vaccinated animals were protected from HSV-2 infection-induced morbidity. These studies suggest that these different vaccine modalities induce protection through unique non-overlapping mechanisms, supporting that vaccine correlates are associated with the types of immunogen rather than solely the pathogen.
Keywords: DNA vaccine, herpes simplex virus infection, protective correlates, subunit vaccine, Th1, Th2
| Introduction |
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Herpes simplex viruses (HSV) type 1 and 2 are large DNA viruses which can cause cold sores, ocular infections, encephalitis and genital inflammation in humans (1). The surface antigens have been the focus for development of a prophylactic immunogen for this infectious agent. Among HSV surface glycoproteins, gB, gC, gD, gI, gE and gH-I as subunit (purified protein) vaccines have been reported to induce partial or complete protection from lethal herpes challenge in animals (27). For example, immunizing animals with recombinant gD protein emulsified in Freund's adjuvant provides complete protection against lethal challenge with either HSV-1 or HSV-2 in mice (7). However, clinical trials with gD subunit vaccines appear problematic for inducing protection from HSV infection in human (8). Such studies underscore the need for a greater understanding of the basis for protective immunity which could aid in improving current experimental vaccine strategies for this pathogen.
DNA vaccination has been a recent addition to immunization techniques. Direct delivery of plasmid vectors in vivo has induced immune responses in multiple pathogenic systems (921). Similarly, this technique has induced immune responses in primates including humans (2224). To date, DNA vaccines expressing gB, gD and ICP27 of HSV-2 have been reported to provide protective immunity against lethal HSV challenge in animals (16,17,2527). Furthermore, we recently reported that co-injection with gD DNA vaccine plus Th1-type cytokine cDNAs reduces both mortality and morbidity due to HSV-2 infection, whereas co-injection with Th2-type cytokine cDNAs results in increased susceptibility to viral infection (28). Thus, direction and magnitude of specific immune responses appear related to protection in this model.
It has been generally believed that protective correlates are unique to a pathogen and that determining those correlates is critical for developing improved vaccines. However, the protective correlates or immune mechanisms could be at least partially dependent upon vaccine types rather than the pathogen. In this circumstance, individual vaccines would have unique correlates that may not be clearly generalized to other vaccine modalities. In an effort to clarify this important issue, we directly compared the protective correlates elicited by a DNA versus a protein vaccine in the well-established HSV mouse model. Here we observe that protective correlates are directed by both vaccine types through apparently different mechanisms. DNA vaccine induced Th1-type cellular responses which played a major role in reducing both mortality and also morbidity following challenge. In contrast, subunit vaccine induced Th2-type cellular and strong humoral responses which were focused on reducing mortality from early viral infection, but played a more limited role in reducing morbidity. These data support that correlates of protection are not uniquely transferable from one vaccine type to another.
| Methods |
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Mice
Female BALB/c mice, 46 weeks old, were purchased from Harlan Sprague-Dawley (Indianapolis, IN). Their care was under the guidelines of the National Institutes of Health (Bethesda, MD) and the University of Pennsylvania Institutional Animal Care and Use Committee (Philadelphia, PA).
Reagents
HSV-2 strain 186 (a kind gift from P. Schaffer, University of Pennsylvania, Philadelphia, PA) was propagated in the Vero cell line (ATCC, Rockville, MD). The DNA vaccine pAPL-gD2 (pgD) encoding HSV-2 gD protein was as previously described (27). Plasmid DNA was produced in bacteria and purified by double-banded CsCl preparations. Recombinant HSV-2 gD proteins, a generous gift from G. H. Cohen and R. J. Eisenberg (University of Pennsylvania, Philadelphia, PA), were used as recombinant antigens in these studies.
Protein and DNA immunization of mice
For DNA immunization, the quadriceps muscles of BALB/c mice were injected i.m. with 60 µg of pgD DNA constructs formulated in a final volume of 100 µl of PBS and 0.25% bupivacaineHCl (Sigma, St Louis, MO) using a 28-gauge needle (Becton Dickinson, Franklin Lakes, NJ). For subunit vaccine immunization, mice were first vaccinated i.p. with 1 µg of gD proteins emulsified with 100 µl of complete Freund's adjuvant. In the second vaccination, mice were immunized i.p. with 1 µg of gD proteins emulsified with 100 µl of incomplete Freund's adjuvant.
ELISA
HSV-2 gD protein (0.75 µg/ml in PBS) was adsorbed onto 96-well microtiter plates. After blocking the plates for 1 h with blocking buffer (PBS/0.05% Tween X/2% BSA), sera were serially diluted to a final volume of 50 µl in PBS and the plates were incubated at 37°C for 1 h. After addition of anti-murine IgG conjugated with horseradish peroxidase (HRP), the plates were incubated for 1 h at 37°C. For the determination of IgA levels, anti-murine IgAHRP (Zymed, San Francisco, CA) was substituted for anti-murine IgGHRP (Sigma). For the determination of IgE levels, rat IgG (Zymed) raised against murine IgE and anti-rat IgGHRP (Sigma) were substituted for anti-murine IgGHRP. For the determination of relative levels of gD-specific IgG subclasses, anti-murine IgG1, IgG2a, IgG2b or IgG3 conjugated with HRP (Zymed) were substituted for anti-murine IgGHRP. This was followed by addition of the ABTS substrate solution (Chemicon, Temecula, CA). In each step, plates were washed 3 times with the wash buffer (PBS/0.05% Tween X). The plates were read on a Dynatech MR5000 plate reader with the optical density at 405 nm. ELISA titer was determined as the reverse of highest sera dilution showing similar OD values to naive mice.
Th cell proliferation assay
Spleens were aseptically removed from each group, weighed and pooled together. Lymphocytes were harvested from spleens, and prepared as the effector cells by removing the erythrocytes and washing several times with fresh media (RPMI 1640 supplemented with 10% FCS). The isolated cell suspensions were resuspended to a concentration of 1x106 cells/ml. A 100 µl aliquot containing 1x105 cells was immediately added to each well of a 96-well microtiter flat-bottom plate. HSV-2 gD protein at the final concentration of 1 and 5 µg/ml was added to wells in triplicate. The cells were incubated at 37°C in 5% CO2 for 3 days. [3H]Thymidine (1 µCi) was added to each well and the cells were incubated for 1218 h at 37°C. The plate was harvested and the amount of incorporated [3H]thymidine was measured in a Beta Plate reader (Wallac, Turku, Finland). Stimulation index was determined from the formula: stimulation index = (experimental count spontaneous count)/spontaneous count. Spontaneous count wells include 10% FCS which serves as irrelevant protein control. To assure that cells were healthy, 5 µg/ml phytohemagglutinin (PHA; Sigma) was used as a polyclonal stimulator positive control.
Th1- and Th2-type cytokines, and chemokines
A 1 ml aliquot containing 6x106 splenocytes was added to wells of 24-well plates. Then, 1 and 5 µg of HSV-2 gD protein/ml was added to each well. After 2 days incubation at 37°C in 5% CO2, cell supernatants were secured and then used for detecting levels of IL-2, IL-10, IFN-
, RANTES (regulated on activation, normal T cell expressed and secreted), monocyte chemotactic protein (MCP)-1 and macrophage inflammatory protein (MIP)-1
using commercial cytokine kits (Biosource, Camarillo, CA and R & D Systems, Minneapolis, MN) by adding the extracellular fluids to the cytokine- or chemokine-specific ELISA plates.
Intravaginal (i.vag.) HSV-2 challenge
After DNA injection, mice were challenged i.vag. with HSV-2 strain 186 at lethal doses previously determined (28). Before inoculating the virus, the i.vag. area was swabbed with a cotton-tipped applicator (Hardwood, Guiford, ME) soaked with 0.1 M NaOH solution and then cleaned with dried cotton applicators. Mice were then examined daily to evaluate pathological conditions and survival rates.
| Results |
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Systemic humoral immune responses
We compared serology induced by gD recombinant or plasmid vaccine. gD protein (1 µg) emulsified in Freund's adjuvant was used as this dose was previously reported to induce gD-specific antibody in 100% of vaccinated mice and complete protection from lethal HSV challenge (7). In contrast, 60 µg of gD DNA vaccine dissolved in bupivacaine solution was used because the concentration tested generated seroconversion in 100% mice (Fig. 1
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Cellular immune responses
Th cells play an important role in eliciting both humoral and cellular immune responses via expansion of antigen-stimulated B cells and expansion of CD8+ T cells respectively. Furthermore, the production patterns of Th1 cytokines (IL-2 and IFN-
) and Th2 cytokines (IL-4, IL-5 and IL-10) have been a mainstay in our understanding of the polarization of immune responses. We next compared the Th phenotype induced. As shown in Fig. 4
after stimulation of splenocytes in vitro, with gD significantly higher than gD subunit vaccine. The gD subunit vaccine induced higher production of IL-10 from splenocytes, as compared to DNA vaccine (Fig. 4D
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Chemokine production
CC-type chemokines including RANTES, MIP-1
and MCP-1 chemoattract particularly monocytic phagocytes, and activate T cells, basophils, eosinophils and mononuclear phagocytes (29,30). As compared to MCP-1, RANTES and MIP-1
were also reported to be a major HIV suppressive factor (31). We next compared the levels of chemokines (RANTES, MCP-1 and MIP-1
) induced by these vaccine types. As shown in Fig. 5
after stimulation of splenocytes in vitro with gD significantly higher than gD subunit vaccine. However, the gD subunit vaccine induced higher production of MCP-1 from splenocytes, as compared to gD DNA vaccine. Background levels of MIP-1
, MCP-1 and in particular RANTES, which has a higher background activity, were similar to prior published work (49).
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Mortality rate of gD protein versus gD plasmid
To determine how gD DNA and subunit vaccines influence survival of animals from lethal challenge with HSV-2, animals were immunized with these immunogens and challenged i.vag. with 4, 200 and 400 LD50 of HSV-2 (186). The high lethal dose of HSV-2 was chosen to investigate differences in survival rates among all vaccinated animals. Furthermore, the i.vag. infection route was chosen because HSV-2 infects mucocutaneously, and results in genital infection and quantifiable lesions. Figure 6
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Morbidity rate of gD protein versus gD plasmid
In addition to direct mortality, HSV-2 challenge can result in significant and easily detected lesions, paralysis and scarification following i.vag. challenge. To investigate effectiveness of subunit and DNA vaccines on reducing morbidity resulting from HSV-2 challenge, the HSV-2-challenged animals were checked daily and scored for herpetic lesions. Herpetic lesions can be observed on the epithelial layers of the skin around the vaginal area. To determine morbidity of animals after viral challenge, mice were challenged i.vag. with a lethal dose (4 LD50) of HSV-2. As shown in Fig. 7
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| Discussion |
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In designing HSV vaccines, mortality has been considered to be a less important factor since normal individuals are not susceptible to death by HSV infection. Efforts have been focused on the control of HSV-derived morbidity and recurrent infections. HSV is the causative agent of a spectrum of human diseases, such as cold sores, ocular infections, encephalitis and genital infections (1). HSV can establish viral latency with frequent reoccurences in the host (32). During the viral infection, neutralizing antibody inactivates viral particles, but is unable to control intracellular HSV infection (33). Rather, antibody-dependent complement-mediated and antibody-dependent cell-mediated cytotoxicity are both involved in cytolysing HSV-infected cells (3335). However, cellularmediated immunity is a major effector function which kills HSV-infected cells (25,33,3638). From animal studies, it has been suggested that humoral and cellular immune responses are both involved in controlling HSV infection (36,3941). For example, adoptive transfer of antibodies raised against HSV antigens provided animals complete protection from following lethal HSV challenge (40). However, some patients with a high titer of HSV-specific antibodies still develop recurrent HSV infection and particularly the incidence is more common when cellular immune responses are suppressed (42,43). Similarly, the ability of B cell-suppressed mice to control primary HSV infection (44) or the ability of adoptively transferred T cells to prevent subsequent viral infection (36) further suggests that cell-mediated immunity might be directly related to inhibition of viral infection and its spread. It has also been well documented that both CD4+ and CD8+ T cells are involved in prevention of HSV infection (45,46). Furthermore, there have been several reports (including ours) that Th1-type CD4+ T cells play a more crucial role for protection from HSV-2 challenge (25,45,4749).
In this study, gD subunit vaccine emulsified in Freund's adjuvant induced humoral immune responses (IgG, IgA and IgE) and Th cell proliferative responses significantly higher than equivalent gD DNA vaccines. This demonstrates that subunit vaccines are superior to DNA vaccine in inducing humoral responses. Antibody phenotypes were differentially altered by the different immunogens. In particular, gD subunit vaccines showed significantly higher production of gD-specific IgG1 isotype, as compared to IgG2a type. However, gD DNA vaccine displayed increased production of IgG2a isotype, as compared to gD subunit vaccines. The relative ratio of IgG1 to IgG2a of gD subunit vaccine and gD DNA vaccine was determined to be 4.4, and 1.4 respectively, i.e. a >3-fold spread. This demonstrates that DNA vaccines elicit Th1 phenotypic changes, whereas subunit vaccines induce Th2 phenotypic responses. Our data is in line with other observations in different experimental systems (50).
We also observed that gD proteins are more effective at inducing Th cell proliferative responses than gD plasmid. Moreover, cytokine production levels were altered by these vaccine types. The gD DNA vaccine enhanced both IL-2 and IFN-
secretion, whereas gD subunit vaccines showed minimal effects on production of these Th1-type cytokines. However, IL-10 levels were enhanced most significantly by gD subunit vaccines. This confirms the notion that DNA vaccines induce Th1-type cellular immune responses while subunit vaccines induce Th2-type humoral immune responses. It appears that DNA vaccine delivery was capable of activating T cells which generate Th1-type cytokines (IL-2 and IFN-
) but that gD protein was capable of activating T cells which generate a Th2-type cytokine profile. The role of chemokines as factors in the Th1 versus Th2 responses has recently been reported (51,52). Here again we observed immune polarization. gD plasmid vaccination enhanced the production of RANTES and MIP-1
in an antigen-specific fashion in contrast to splenocytes taken from animals vaccinated with gD protein. In contrast, the MCP-1 production pattern dramatically correlated with protein immunization. Furthermore, protein vaccine may have affected RANTES production to below the level produced from naive mouse splenocytes, further suggesting an interesting effect of protein vaccine on immune cells. Recently, ocular inflammatory disease mediated by HSV infection was suppressed by topical administration of Th2-type cytokine protein (IL-10). This application resulted in suppressed chemokine production (53). The disease (inflammation in the eye) was also ameliorated by injection with anti-MIP-1
but not anti-MCP-1, indicating that MIP-1
again segregates as a Th1-type chemokine. These studies imply that DNA and protein vaccine utilize different mechanisms of activating T cells which result in a unique cytokine, chemokine and isotype profile as well as magnitude shifts in immune responses of both serology as well as the magnitude of the proliferation response.
The mortality profiles induced by both types of vaccines were positive as the both provided 90100% protection from infection with 4 LD50 of HSV-2 strain 186. However, gD DNA vaccine showed 63% survival rates at the challenge inoculum of 200 LD50 of HSV-2, whereas gD subunit vaccines resulted in complete protection. At the dose of 400 LD50, 38% survival rates were noted by gD DNA vaccination while complete protection was again observed by gD subunit vaccination. Taken together, it seems that a high amount of gD-specific antibodies induced by subunit vaccine are likely responsible for complete survival from high lethal challenge with HSV-2. Of interest, most mortality was observed within 78 days following high lethal challenge, supporting that early protection from HSV is again antibody mediated.
In the case of morbidity, we observed that gD DNA vaccines resulted in no or significantly less mice presenting herpetic lesions, whereas gD subunit vaccines showed a significantly higher number of mice (5670%) displaying lesions. The herpetic lesions were observed to be far more severe after subunit vaccination while insignificant lesions were noted following DNA immunization. This difference in morbidity rates between DNA and subunit vaccinated groups was also observed when mice were challenged first and rechallenged a second time with HSV-2, which might be of some relevant to recurrent HSV infection in humans. We also reported that Th1-type cytokine (most significantly IL-12)-mediated cellular immune responses play a critical role in reducing the emergence of herpetic lesions and in enhancing the recovery time from the lesions (28). In particular, IL-12 co-injection inhibited antibody production significantly lower than gD DNA vaccine alone, but enhanced survival from challenge with HSV-2. This suggests that antigen-specific cellular immune responses could be enhanced by co-injection with Th1-type cytokine. In this study, we observed that gD DNA vaccines induce significantly higher production of IFN-
, as compared to gD subunit vaccines. Th1-type CD4+ T cells generate a large amount of IFN-
(45). IFN-
up-regulates MHC class expression on HSV-infected cells to allow better recognition by cytotoxic CD4+ T cells (54) and CD8+ CTL (38), and has a direct anti-HSV effect (55). Koelle et al. recently reported that CD4+ T cells infiltrating genital herpetic lesions possess cytotoxic activity against HSV-infected cells (56), underscoring the importance of T cell-mediated protective immunity against HSV infection. Furthermore, IFN-
is able to enhance an NK cell activity, resulting in suppressing HSV infection in vivo and in vitro (57,58). Treatment of mice receiving HSV-specific T cells with anti-IFN-
antibodies also reduces the ability to clear HSV infection in cutaneous tissue (59), indicating that IFN-
is responsible in part for clearing cutaneous HSV infection. Thus, our data implies that one problematic feature of subunit vaccines with regard to HSV infection may be due to their polarization towards Th2-type immunity, which might not be effective for preventing viral morbidity in humans.
In conclusion, protective immune correlates for HSV-2 infection could be directed by the two types of subunit and DNA vaccines: subunit vaccine-induced humoral responses (Th2) are more related to decreased mortality in a high lethal HSV challenge, while DNA vaccine-induced cellular immune responses (Th1) play a more major role in reducing HSV-2-derived morbidity in animals. These results suggest that these different vaccine modalities induce protection through unique non-overlapping mechanisms, supporting that protective correlates are associated with the type of immunogen. Due to the increasing diversity and complexity of immunogens it should not be a surprise to find unique correlates that appear to segregate uniquely with a particular immunogen rather than in any clear manner with the pathogen. Such a hypothesis suggests caution regarding the usefulness or failure of a novel vaccine approach based solely on initial immune profiles.
| Acknowledgments |
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We wish to thank Drs G. H. Cohen and R. J. Eisenberg for providing HSV-1, 2 gD (306t). We also thank Drs P. Schaffer and R. Jordan for providing a stock of HSV-2 (186) for this study. J.-I. S. would like to thank Mr M. Merva for his helpful technical assistance for this study. DBW is supported by grants from the NIH.
| Abbreviations |
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| CTL cytotoxic T lymphocyte |
| HRP horseradish peroxidase |
| HSV herpes simplex virus |
| MCP monocyte chemotactic protein |
| MIP macrophage inflammatory protein |
| PHA phytohemagglutinin |
| RANTES regulated on activation, normal T cell expressed and secreted |
| Notes |
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Transmitting editor: M. Feldmann
Received 27 February 1999, accepted 21 July 1999.
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, naive; x, pgD, 0.6 µg;
pgD, 6 µg;
, pgD, 60 µg.








